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1 2025 Investment Adviser Renewal Bulletin This document provides firms with information about the Annual Renewal Program. You can select a link below to review specific information pertaining to the renewal process. I. Renewal Overview II. Preliminary …
https://www.iard.com/2025-iard-renewal-bulletin - 2024-11-01
Draft March 2025 Form PF Schema_v5.xsd ©2024 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and …
https://www.iard.com/draftmarch2025formpfschemasamplexmlv5zip - 2024-10-29
Draft March 2025 Form PF Schema_v4.xsd ©2024 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and …
https://www.iard.com/draft-march-2025-form-pf-schema-draft-march-2025-form-pf-schemazip - 2024-09-25
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https://www.iard.com/test-file - 2024-09-19
Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet … Test Page …
https://www.iard.com/test-page - 2024-09-05
… 2025 Renewal Program Calendar …
https://www.iard.com/2025-renewal-program-calendar - 2024-08-14
EXAMPLE_PF_AMEND.xml PF-AMEND Q 2012-03-31 1 1111111 22 333 RGSTD_ERA 555555 SMITH RELATED EXAMPLE CORP 801 55555 bbbb-bbbb cccc CPO_CTA CPO/CTA INC. 9999999 cccccc dddd RELY_SPV My Relying Adviser Name aaaaaaaaaaaaaaa aaaaa John Smith /S/(Signature of …
https://www.iard.com/form-pf-schema-documentation-sections-1-4 - 2023-12-08
Form PF Sections 5 and 6 File Upload.pdf Form PF Sections 5 & 6 File Upload Copyright FINRA As of December 11, 2023 Page 1 of 2 Introduction New Form PF Sections 5 and 6 are available for submission as of December 11, 2023. This document is provided to …
https://www.iard.com/form-pf-schema-documentation-sections-5-6 - 2023-12-08
1 2024 Investment Adviser Renewal Bulletin This document provides firms with information about the Annual Renewal Program. You can select a link below to review specific information pertaining to the renewal process. I. Renewal Overview II. Preliminary …
https://www.iard.com/2024-iard-renewal-bulletin - 2023-11-01
The North American Securities Administrators Association (NASAA)’s Exam Validity Extension Program for investment adviser representatives (IAR EVEP), allows eligible individuals the opportunity to extend the validity of their Series 65 exam for up to five …
https://www.iard.com/iar-evep - 2023-10-25